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The Economic and Social Origins of the French Revolution of 1789
by Mithun Bhattacharya
This essay by Mithum Bhattacharya discusses the origins of the French Revolution. It is published on this site with his kind permission.
The French Revolution was one of the greatest socio-political
upheavals of European and World history. So dramatic was the event that its
tremors can still occasionally be felt. In the popular imagination, the magical
figure of 1789 conjures up conflicting images of Liberty, Equality and
Fraternity alongside the tricoteuse and guillotine, and of a revolution that
offered individual choice and freedom. From the time it started, until a
decade, the revolutionaries brought many changes into France. The old French
monarchy was removed from power, the social order of l’ancien regime was
overturned and then a transformation of France’s religious institutions took
place.
The French
Revolution was so dynamic and so threatening that it could not be contained
within France. The news alone of what was happening in France spread fear among
those hoping to maintain the status quo, and stirred the hopes of others who
were longing for a monumental change. Then, by the force of arms, the French
revolutionaries carried the ideas and institutions of the revolution beyond its
borders. Thus, the next half-century was dominated by French ideas and
institutions and by French military expansion on a scale unmatched by any state
since the days of Charlemagne.
In the 18th century, the old order in Europe rested on an alliance between
the monarchy and the aristocracy. It was the age when the European powers were
constantly waging wars for the acquisition and defence of newly acquired
territories. Thus, there was a consistent need for the mobilization of resources
to finance their militaristic ambitions. Those countries, where the kings sought
to tax the aristocracy and restrict their privileges to increase state finances,
a breach in this age-old alliance took place. In order to fully comprehend
origins of such a crisis in France- the crisis of the l’ancien regime- the
socio- economic conditions of 18th century France needs to be
analysed.
Marxist
historians like Lefebvre and Hobsbawm have studied the origins of the French
Revolution based on its socio-economic factors. They believe the Revolution was
brought about by the rise to power of an increasing capitalist wealthy
bourgeoisie rebelling against the antiquated and restrictive feudal system. They
also claim that discontent amongst the people was augmented by the fact that
even though they had gained economic supremacy, their socio-political status
remained by and large the same.
Revisionist
historians like Alfred Cobban criticized the above classical theory. He asserted
that French society in the 18th century was divided and sub-divided
into different groups, and social diversification among each group was so
diverse that it was impossible to talk in terms of clear cut class based
revolution. It is this factor that accounts for the uniqueness of the French
society. Hence there was no class-based struggle.
Until the
middle of the 20th century, historians approached the French
Revolution believing that it was an enormously significant epoch, either in the
progress of mankind, or in its own doom, depending on their political
sympathies. Those who believed in the perfectibility of man were again dived
into liberals (who thought that individual freedom and parliamentary democracy
held the key to progress) and socialists (who argued that progress was
determined by economic development). For the liberals, it was a stage in the
struggle for political freedom; while for the socialists, 1789 marked the first
stage in the decline of the feudal elite, and the transfer of economic and
political power to a commercial and industrial middle class. Though we have some
new historiography, the tradition has more or less remained of a two- sided
interpretation of the events of and after 1789. Keeping this fact in mind, one
must proceed with the essay even though one hopes to resist any whiff of
determinism in the interpretation of the revolution.
In order to
understand the question of the social origins of the French Revolution closely,
we need to study French society of 18th century. The whole social
structure of l’ancien regime was divided into orders or ‘estates’. The
First Estate comprised of the clergy. Although the clergy amounted to no more
than a hundred thousand men, they owned about 1/10th of the land in
France. The clergy enjoyed many privileges. In addition to the income derived as
landowners from rents and feudal dues, they drew the ‘tithe’, which
amounted to 1/12th of the yield from land. In return, however, they
paid a very small percentage of their income to the king as ‘don gratuit’
or voluntary gifts. For our purpose of analysis, the clergy should be divided
into different groups.
The Upper
Clergy was drawn entirely from the ‘noblesse’ and the relatively poor
Lower Clergy were drawn from the ‘ronturier’ or the non-noble classes.
There was no representation from the lower nobility to the upper clergy. This
was deeply resented by the former, and in the course of the revolution, those
dissatisfied with their lot joined the revolutionaries.
The Second
Estate comprised the nobility, who like the clergy constituted a small fraction
of the population. The power of this class was based on the feudal seigniorial
system. Historians continue to disagree about the extent of social tension in
the countryside, but there is no doubt that this system was greatly resented.
Traditional prejudice kept this class from indulging in productive activity.
They served as councillors to the royalty, diplomats and governors. They enjoyed
rights of local justice, village surveillance, monopoly over hunting and the
maintenance of wells and wine presses. The most important differentiation
between the nobles and the non-nobles was that the former enjoyed immunity from
direct taxation in the form of ‘taille’ and various other taxes.
The nobility
did not constitute a homogenous class. There existed tensions within the
nobility as well. The traditional nobility or the ‘noblesse d’epee’ held
political authority on the basis of landed wealth and got this as a reward to
the military aid given to the king.
Since wars no
longer offered booty or resources in the scale like in the past, further
conflicts exhausted the coffers of the nobility, whose fortunes had been reduced
through rising prices, extravagant lifestyles and division of land through
inheritance. A significant part of the landed aristocracy was thus no longer
adverse to the procurement of profit through capitalist enterprise. They had
begun involving themselves with financial and industrial enterprise, thus,
drawing closer to the bourgeoisie. To augment state revenue, the monarchy began
to sell certain administrative, judicial and military offices assuring noble
status. Increasingly wealthy upper middle class men, the ‘noblesse de
robe’, bought them up. It was because of their wealth and high position in
the government that they were often more powerful than the older aristocracy.
The older aristocracy, still however, looked down upon them as socially
inferior.
This
challenges the Marxist belief that the entire nobility comprise of feudal
landlords, who desired their existence from the traditional feudal rights over
the soil. Many of the nobles could be referred to as capitalist and many members
of the bourgeoisie could be termed as feudal. They were also significant
differences between the court nobility and those in the provinces. The former,
resided in the court in Versailles, and as a result, could bag lucrative
government posts. Their effluence enabled them to buy up large estates in the
countryside. This aroused the jealousy of the relatively poorer provincial
nobility who naturally felt threatened. Thus, although feudalism was on decline,
their insecurity prompted them to make special efforts to revive the feudal
structure and gain as much as possible from it. The Revisionist historians,
however, claim that this revival was neither successful nor
effective.
The Third
Estate comprised the rest of France. At the head of this social group lay the
bourgeoisie. At the head of the bourgeoisie were the ‘haute bourgeoisie’
or ‘grande bourgeoisie’, who were the great bourgeoisie of
finance. They were a group of non-nobles, but not necessarily non-privileged
people. They had risen into affluence by means of their hard work, frugality and
commercial speculation. They began to ape French nobility and were similar to
them in many respects, except that they were not confirmed noble
status.
18th century French society gave limited approval to
social mobility and provided correspondingly limited opportunities for the
achievement of such nobility. The finance bourgeoisie benefited most from these
opportunities for they possessed the wealth and competence, which were a
prerequisite for social improvement. These bourgeoisies could also afford the
price of disengaging themselves from their socially inferior status, and become
part of the esteemed nobility. As long as the monarchy had the powers to do so,
it made available to the bourgeoisie, noble status and its symbols at a price.
But, as the balance of power shifted to the nobility, it became possible for
them to bar the bourgeoisie’s access to its ranks and with the result that the
available channels of mobility became more limited. This increasingly rigid
social structure in 18th century France had potentially far reaching
consequences. Hobsbawm states that it created discontent amongst the finance
bourgeoisie, who were rising economically and wanted to achieve social
recognition and political powers as well.
Another type
of bourgeoisie were the commercial and industrial bourgeoisie, and the
representation of the old order led the former to lead in the revolution,
culminating in the destruction of medieval institutions and the creation of a
new social order. The Revisionists argue that on the eve of the revolution,
feudalism was a dying institution. It was essentially different from what it
represented in the Middle Ages, when it originated. Not only had the feudal
aristocracy ceased to govern the country, but they had also ceased to own large
parts of the land in France. Cobban estimates that approx. one third of the land
had passed into the hands of the peasantry, and the remainder comprised of the
forest or wasteland. This feudal system existed only in the form of feudal dues
and services owed to the feudal seigniors. Hence, it could not create a major
barrier for the development of capitalism, as stated by Marxist
historians.
The
Revisionists, view further, asserting that in this period capitalism was still
in the nascent stage, and had not yet taken off in the big way. Thus, to say
that the revolution was led by a rising industrial capitalist class would be
incorrect.
Furthermore,
it is claimed that the finance bourgeoisie constituted a relatively small group
of the Third Estate. Cobban provides us the statistics of those manufacturers
who actually sat in the assembly to provide inkling as to their actual
importance in the society. He claims that out of a total of 648 deputies who
represented the Third Estate in the assembly, only 85 represented the merchants,
financiers and manufacturers. Thus, few seem to have played a very important
role in the revolution, rejecting the Marxist assertion that the capitalist
bourgeoisie led the revolution.
Another
important class in 18th century France, was the middle bourgeoisie or
the professional classes, which included people like lawyers, doctors, teachers
etc. There also existed the petty bourgeoisie, comprising of shopkeepers,
artisans, small retail traders etc. Due to their standard of living, they were
often clubbed together with the lower working groups. These groups constantly
dreamed of attaining the noble status. They were, however, afraid of the
large-scale capitalists, as they would not be able to compete with them. They
constantly pressurised the government for granting them protection and for
measures to safeguard their businesses. This was in sharp contrast to the upper
bourgeoisie who supported large-scale capitalist ventures.
Thus, the
Marxist claim that the bourgeoisie were a homogenous class with a united outlook
and common goals is difficult to accept. A further indication of the invalidity
of the Marxist assertion of bourgeoisie homogeneity becomes clear, when we
witness that a fear of large scale capitalism and hatred for the privileged
orders, prompted the petty bourgeoisie to ally themselves with the lower working
classes during the revolution, and not with the haute bourgeoisie.
Below the
bourgeoisie were the lower working classes, which included urban factory workers
and peasants, even they cannot be labelled as of being a consolidated working
class. The prerequisites of a working class, as such, would be the factory
system, resulting in the specialisation of labour and a well-defined body of men
with the common socio-political and economic interest. In the 18th
century, neither the peasants nor the urban working group fell into this
category. The urban workers were tightly bound to the revolutionary bourgeoisie
by hatred for the aristocracy, who exploited them and for l’ancien regime, whose
full burden they bore. They, nonetheless, were divided into diverse categories
whose behaviour was not uniform in the course of the revolution. Their attitudes
varied regarding the successive factions of the bourgeoisie that led the
movement. The peasant class was also affected with internal contradictions that
brought them together, and at the same time tore them apart. All kinds of dues
were taken from them. The ‘taille’, the ‘capitaille’ and the
‘vingtieme’ absorbed 53% of their income, ecclestiacal titles 14% and
other dues amounted to another 14%. Out of the remaining 19%, indirect taxes
like the ‘gabelle’ or salt tax were also exacted. The Revisionists assert
that many of these dues were dying out. However, as mentioned earlier, the
provincial nobility made efforts to revive the old feudal order to enhance their
resources throughout this period, though it served to unite the group against
them.
In the
18th century, capitalism had made inroads into the countryside and
tended to transform it. A new group of capitalist farmers grew at the end of
l’ancien regime. They began to amalgamate common land and smallholdings to farm
huge estates based on capitalist agriculture. In addition, these newly rising
capitalist bourgeoisie also encroached upon the communal rights of the peasants.
Thus, in the course of the Revolution, the peasants expressed their grievances
towards the bourgeoisie by attacking new estates and castles made at their
expense.
However, we
cannot generalise these traits and extend them to the whole of France.
Historians point out that capitalism did not exist on a very large scale, and on
the eve of the revolution, large parts of the country still practised
old-fashioned agriculture. The unskilled workers and small peasants depended on
the affluent peasantry for their employment. They were essentially different
from capitalist farmers, but as they produced for the market, they more or less
adapted to the agricultural revolution. The poorer peasantry, on the other hand,
became over attached to its collective rights and traditional modes of
existence, which it felt were slipping away. They were opposed to any change in
the traditional structure. Thus, during the revolution, they attacked the new
privileged classes, but also weakened their own groupings as well.
After
analysing the complexities of French society, it is now important for us to
analyse the economic factors behind the outbreak of the French Revolution. The
doors of the revolution were prised open by the political repercussions of a
financial crisis, which began in the summer of 1786. The Controller of Finances,
Calonne informed Louis XVI that the budget deficits had reached astronomical
heights, and only some drastic remedies could save the state. The economic
crisis badly hit the French agriculturists. The price of grain fell drastically
by two-thirds between 1788-89, and the rural market for consumer goods fell by
half. The inflation affected the urban workers too. Thus, an industrial crisis
was underway.As markets declined,
productivity fell leading to large scale unemployment. The Anglo-French Treaty
of Commerce of 1786, further heightened the crisis; British exports reached the
French ports without any fuss leading to the decline of local small-scale
industries.
On the
economic crisis, contemporary writers like, Michelet and Taine commented that
oppression, misery and poverty were enhanced by the oppressive fiscal policy of
the government. The inequalities of the socio-economic system put the peasants
at the mercy of the feudal lords.
Alexis de
Tocqueville directly challenged Michelet’s view on the socio-economic conditions
of 18th century France. He says the position of the French peasantry
was much better than any other country of Europe. Unlike the peasant-serf of
Eastern Europe, the French peasant was relatively free. He also suggests that
although the seigniorial monetary obligations in the 18th century
were greatly resented, they did not constitute a serious financial burden.
Tocqueville, thus, claims that the period preceding the revolution was one of
exceptional prosperity, which ultimately promoted a spirit of unrest. The people
decried all old institutions. He stressed that those parts in France in which
the improvement in the standard of living was most marked, it became the chief
centre of the revolution.
Another set of
interpretation has come from French economic historian, C.E. Labrousse. After
studying French society in the 18th century, he has been able to put
the previous conflicting interpretations into their proper perspective. He says
that the period between 1733-1817, was overall, a period of economic ascendancy
for the French, within which there were fluctuations. The years 1788-89, in
which France witnessed an exceptionally severe crisis, was a short phase of
relative weakness within the broad framework of economic development and
prosperity.
Thus, even
though the economic crisis served as the backdrop for the revolution, it cannot
be called as the sole factor for the outbreak of the revolution. Economic
leadership and social discontentment needs a framework, through which they can
be expressed. To give cohesion to the discontent and aspirations of wide ranging
social classes, there had to be a unified body of ideas. The writers of
Enlightenment discussed these ideas. The first contributions of enlightened
thought in France were the works of Voltaire. He carried out liberal and an
anti-classical propaganda, and considered the clergy to be the worst enemy of
free thought. The French philosophy Montesquieu had written about the
degenerating nature of French society long back. He spoke against the
disposition and stated that monarchy’s power should be under some check and that
political authority should be divided between different autonomous bodies
thereby supporting a constitutional monarchy.
Apart from
Voltaire, the other most influential thinker of the period was Rousseau. He
spoke of a ‘social contract’ between the ruler and the ruled. He
emphasised that people were sovereign. They entrusted their executive powers to
the government with the government being subordinate to the people. Law,
according to Rousseau, was not the will of the class, but the whole nation. Law
was therefore, a symbol of ‘general will’. His idea of liberty, equality
and fraternity became the watchwords of the French Revolution. Interestingly,
most of the enlightened men of the century came not from the middle classes, but
from the nobility. Here we can name a few like Mirabeau, who believed that the
French government should model itself on the British government and develop a
constitutional monarchy.
Although the
revolution was not initiated to uphold the ideas of Enlightenment, it is
interesting to note that the revolutionaries needed these ideals to justify
their attack on l’ancien regime and to further their economic and political
objectives.
The financial
crisis that hit France, dealt earlier in this essay, was the immediate origin of
the revolution. The crisis arose because of the four great wars that France
fought between 1733-1783. Since the budget deficit had reached astronomical
proportions, Calonne proposed a thorough overhaul of the taxation system with
the introduction of a new tax called ‘subvention territoriale’ for the
already overburdened peasantry. A host of measures to promote trade and industry
by the abolition of internal tolls and duties were planned for
implementation. Measures were also
chalked to abolish the privileges of the nobility and the upper bourgeoisie. An
‘Assembly of Notables’ was called in to provide a semblance of public
consent for these measures. This ended the tradition of royal absolutism dating
back to the time of Cardinal de Richelieu.
The tensions
before the revolution were further heightened when Louis XVI took a potentially
dangerous step by asking the notables to interest themselves in the states’
financial matters. A rift was therefore created between the notables and the
monarchy. The notables revolted against the reform measures and sponsored
uprisings. They also demanded the calling of the ‘Estates General’ to
mobilise public opinion against the king. They argued it was the only body
qualified to grant new taxation. Louis XVI had once said that he would rather
abdicate than call the Estates General, but now the already beleaguered king
could do nothing else, but to agree. Louis XVI himself schemed to mobilise
public opinion against the notables through this measure, but as history tells
us, the revolution had already begun. Historians have called this as the first
phase of the revolution, the Aristocratic Revolution.
The whole
opposition was united as long as they struggled for calling the Estates General.
However, once it was called, the struggle took the shape of a conflict between
the very classes who had once been united. The Third Estate demanded as many
deputies to represent them as those by the nobles and clergymen. Therefore, the
calling of the Estates General crystallised the revolution. While the seeds of
the revolution had already been sown, the oscillating position of Louis XVI
further helped to precipitate the crisis. The middle classes, who were the most
frustrated, lot with the lack of much political, economic and social prestige to
match their talents and expectations took the lead in the revolution and
supported the lower classes against the monarchy and the nobility.
References:
Georges
Lefebvre (1957), The Coming Of The French Revolution
George Rude’
(1963), The Fontana History Of Europe: Revolutionary Europe
Alfred Cobban
(1968), Aspects Of the French Revolution
Eric Hobsbawm
(1975), The Age Of Revolution 1789-1848
Albert Soboul
(1989), Understanding The French Revolution
Francois Furet
(1981), Interpreting The French Revolution
William Doyle
(1977), Origins Of The French Revolution
Alexis de
Tocqueville (1955), The Old Regime and The French Revolution
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